USMCA Preference Criteria: A, B, C, D Explained

Understand USMCA preference criteria A, B, C, and D. Learn which criterion applies to your products and how to correctly certify origin for duty-free treatment.

Last updated: 2024-11-258 min read

Overview of Preference Criteria

USMCA uses four preference criteria (A, B, C, D) to classify HOW a product qualifies as originating.

The criterion you select on your certificate of origin tells customs:

  • What type of origin rule applies
  • How you determined qualification
  • What documentation you should have
  • Selecting the wrong criterion can invalidate your certificate, so understanding each is critical.

    Criterion A: Wholly Obtained or Produced

    Use Criterion A when the product is entirely from the USMCA region with no foreign inputs.

    Examples:

  • Agricultural products grown in the region (corn, tomatoes, beef)
  • Minerals extracted from the region (copper ore, petroleum)
  • Fish caught in regional waters
  • Animals born and raised entirely in region
  • Key requirement: No non-originating materials whatsoever.

    Documentation needed:

  • Proof of regional production
  • Agricultural certificates
  • Mining/extraction records
  • Criterion A is most common for raw materials and unprocessed agricultural goods.

    Criterion B: Produced from Originating Materials

    Use Criterion B when your product is manufactured in a USMCA country using ONLY originating materials.

    How it works:

  • All inputs are already USMCA-originating
  • Manufacturing takes place in region
  • No non-originating materials used
  • Example:

    A furniture manufacturer in Mexico uses only US lumber and Canadian hardware (both originating) to produce chairs. All materials are already USMCA-originating, so Criterion B applies.

    Documentation needed:

  • Supplier certificates confirming materials are originating
  • Manufacturing records
  • Bill of materials
  • Criterion B is less common because most manufactured goods have some non-originating inputs.

    Criterion C: Tariff Shift Rule

    Use Criterion C when non-originating materials undergo a required change in tariff classification.

    How it works:

  • Check product-specific rules in USMCA Annex 4-B
  • Determine if non-originating materials undergo required tariff shift
  • May also require meeting an RVC threshold
  • Types of tariff shifts:

  • CC: Chapter change (2-digit)
  • CTH: Heading change (4-digit)
  • CTSH: Subheading change (6-digit)
  • Example:

    Cotton fabric (HS 5208) is made into shirts (HS 6105) in Mexico. The rule requires CTH (4-digit change). Since 5208→6105 is a 4-digit change, the tariff shift is satisfied.

    Documentation needed:

  • HS codes for all non-originating materials
  • Proof of manufacturing process
  • RVC calculation (if rule requires)
  • Criterion D: Regional Value Content

    Use Criterion D when the product qualifies primarily through meeting the RVC threshold (not tariff shift).

    How it works:

  • Calculate regional value content
  • Meet or exceed the applicable threshold
  • No specific tariff shift required
  • When Criterion D applies:

  • Product-specific rule allows RVC-only qualification
  • You can't meet tariff shift but can meet RVC
  • RVC method is simpler for your product
  • Example:

    An electronics assembly in Mexico has 68% regional value content. The rule allows either tariff shift OR 65% RVC. Rather than proving tariff shifts for all components, Criterion D can be used since 68% > 65%.

    Documentation needed:

  • Complete RVC calculation
  • Value documentation for all materials
  • Manufacturing cost records
  • Criterion D is common for manufactured goods with mixed-origin components.

    How to Choose the Right Criterion

    Follow this decision tree:

    Step 1: Is your product wholly obtained in the region?

  • Yes → Criterion A
  • No → Continue
  • Step 2: Are ALL materials originating?

  • Yes → Criterion B
  • No → Continue
  • Step 3: Check product-specific rule in Annex 4-B

  • Rule requires tariff shift → Criterion C
  • Rule allows RVC only → Criterion D
  • Rule requires tariff shift + RVC → Criterion C
  • Pro tip: Our platform automatically determines the correct criterion based on your product data and origin information.

    Related Industry Guides

    See how these tariff rules apply to specific industries:

    Electronics & Technology (65% RVC)Textiles & Apparel (55% RVC)Automotive Parts (75% RVC)Consumer Goods (55% RVC)

    Frequently Asked Questions

    Q: Can I use different criteria for the same product?

    You must use ONE criterion per product on each certificate. However, if product-specific rules allow multiple paths to qualification, you can choose whichever works best.

    Q: What if I'm not sure which criterion applies?

    Check the product-specific rules in USMCA Annex 4-B for your HS code. The rule will specify whether tariff shift, RVC, or both are required. Our platform does this lookup automatically.

    Q: Does the criterion affect the tariff rate?

    No, all qualifying products receive the same preferential (typically duty-free) treatment regardless of which criterion is used. The criterion just documents HOW the product qualifies.

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